Associate Regional Risk Officer

The Regional Risk Associate will work closely with the Regional Risk Officer to support business and risk initiatives across the Region. This role includes management of business and risk projects as well as training and development. The Regional Risk Associate will be responsible for coordination planning and tracking of all new pilots, rollouts, and training that impacts all field employees in addition to assisting in the day to day approvals that flow through the Region.
Supports the Regional Risk Officer with a focus on business and service initiatives
Acts as a liaison between the Complex Risk teams and the Regional Risk Officer
Coordinates and participates in mid-level management team meetings in association with the Regional Risk Officer
Identifies and coordinates customer service and developmental training opportunities for mid-level management
Assists the Regional Risk Officer in daily approvals that flow through the region
Education and/or Experience
Bachelor's Degree in Administration, Management, or Finance or equivalent education
3 years of retail supervisory industry experience
Active Series 3, 7, 8 (9 or 10), and 63, 65, or 66
Strong understanding of Business and Risk functions and procedures
Effective written and verbal communication skills
Strong attention to detail
Ability to prioritize and resolve regional problems and escalate as necessary
Ability to identify issues and trends in order to anticipate change and provide recommended comprehensive solutions and remedies
Evidence of strong leadership capabilities or previous supervisory experience
Exceptional organizational and conflict resolution skills
Ability to organize and prioritize workflow and assignments in a deadline oriented environment
Ability to interact with support staff and all levels of Firm Management
Ability to manage relationships, motivate, and lead people at various levels throughout the region
Excellent judgment and ability to be discreet in all manners
Outstanding interpersonal skills
Strong work ethic
Regional Risk Officer
Morgan Stanley
EOE committed to diversifying its workforce.

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